Compliance Intern - Budapest

Feladatok:

Examine employee disclosures of personal investments activities, outside activities, gifts and entertainments and performing routine follow-up on outstanding items
Updating trackers to ensure accurate tracking of outstanding/in-progress volumes
Review employee transaction confirmations and any quarterly statements requiring Employee Compliance team's review
Update employee holdings in the Compliance system to ensure accurate record-keeping and compliance with internal policies
Assist in reviewing team mailboxes to ensure timely allocation of employee queries/requests based on the subject matter of the query/email
Prioritizing and categorizing queries to ensure efficient handling and resolution
Review mailboxes to examine employee responses and update all relevant process trackers to accurately track closure/progress on outstanding items.
Conduct routine follow-up with employees for transaction confirmations and quarterly statements to ensure timely and accurate reporting
Maintaining communication with employees to verify transaction details and ensure compliance

Elvárások:

The position is open for applicants with active or passive student status
Pursuing a bachelor's or master's degree related to finance, law, business
Fluency in written and spoken English is essential
High proficiency in Microsoft Office, particularly in Excel and PowerPoint
Interest in global financial markets and desire to learn about the investment management industry

Feladatok: