Transaction Monitoring & Analysis

• Monitor and review customer behavior to detect suspicious activities indicating potential money laundering or financial crimes.
• Conduct in-depth investigations and assess risks associated with transactions and client profiles.

Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD)

• Perform comprehensive KYC (Know Your Customer) checks during client onboarding and throughout the customer lifecycle.
• Conduct Enhanced Due Diligence for high-risk clients, including thorough background checks and risk evaluations.
• Stay updated on legislative requirements to ensure compliance.

Compliance & Regulatory Reporting

• Prepare and file Suspicious Activity Reports (SARs) in alignment with regulatory standards.
• Collaborate with compliance teams to manage audits and regulatory reporting effectively.
• Keep the organization aligned with evolving AML regulations.

Policy Development & Implementation

• Assist in developing and maintaining AML policies, procedures, and controls.
• Ensure alignment with laws, regulations, and industry best practices.
• Periodically review and update frameworks to incorporate regulatory changes.

Training & Awareness

• Design and deliver AML training programs for employees.
• Develop materials to promote understanding of regulatory obligations and risks.
• Foster a compliance-oriented culture within the organization.

Risk Assessment & Mitigation

• Conduct assessments to identify and address vulnerabilities in AML processes.
• Recommend and implement control measures to mitigate financial crime risks.
• Support internal and external AML audits.

Collaboration & Communication

• Partner with Legal, Risk, and Compliance teams to address AML risks.
• Act as the primary point of contact for AML-related inquiries and issues.
• Maintain active communication with regulatory authorities and stakeholders.